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Latest job vacancies for director otc derivatives compliance (1-5 of 5)
     

Pages: 1 
 

Director otc derivatives compliance

Ashton Lane Group, Inc — New york

Director OTC Derivatives Compliance - oversee compliance audits, financial analysis, investigations and surveillance within a financial services regulatory environment. responsibilities: developing programs and procedures necessary to review swap dealer and major swap participant applicants' compliance with requirements pursuant to section 4s of the commodity exchange act. developing programs and procedures necessary to conduct au

05/11/2012 20:00 » Monster 

Director - compliance, monitoring & trade surveillance

New york city

Director - Compliance, Monitoring & Trade Surveillance - develop, build, and manage the compliance program to ensure the firm complies with applicable regulations, including commodity exchange act, dodd-frank act and cftc regulations, and developing programs and procedures necessary to review swap dealer and major swap participant applicants' compliance with requirements pursuant to section 4s of the commodity exchange act assist with the trade monitoring[...]

Job Type: Employee

05/09/2012 17:00 » e-FinancialCareers 

Director - compliance, monitoring & trade surveillance

New york

Director - Compliance, Monitoring & Trade Surveillance - support the swap dealer cco in developing, building and managing compliance programs to ensure compliance with applicable regulations, including commodity exchange act, dodd-frank act and cftc regulations. develop, build, and manage the compliance program to ensure the firm complies with applicable regulations, including commodity exchange act, dodd-frank act and cftc regulations, and[...]

Job Type: Employee / Full-time

05/09/2012 17:00 » MilanoFinanza 

Director otc derivatives compliance

Ashton Lane Group, Inc — New york

Director OTC Derivatives Compliance - oversee compliance audits, financial analysis, investigations and surveillance within a financial services regulatory environment. responsibilities: - developing programs and procedures necessary to review swap dealer and major swap participant applicants' compliance with requirements pursuant to section 4s of the commodity exchange act. - developing programs and procedures necessary to conduct audit[...]

Job Type: Employee / Full-time

04/19/2012 17:00 » MilanoFinanza 

Director otc derivatives compliance

Ashton Lane Group, Inc — New york, ny

Director OTC Derivatives Compliance - responsibilities: - developing programs and procedures necessary to review swap dealer and major swap participant applicants' compliance with requirements pursuant to section 4s of the commodity exchange act. - developing programs and procedures necessary to conduct audit examinations - hiring and training staff. - monitor the department's progress in implementing the structure and programs for regulating[...]

Job Type: Employee

04/19/2012 17:00 » e-FinancialCareers 

Pages: 1 
 


 
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