Compliance officer

Green Key Resources — New york

client is seeking candidates for a compliance officer role in new york, ny. mso-add-space:auto;line-height:normal" class="msolistparagraphcxspfirst">responsibilities: work closely with the management of the firm's registered investment adviser to ensure ongoing compliance with all applicable regulations. support and direct key initiatives and project work designed to maintain and enhance the investment advisory compliance program. play a leadership[...]

Job Type: Employee / Full-time

05/24/2012 00:00 » MilanoFinanza 

Financial advisor career development open house

Edward Jones — Long beach

[...] know clients, their investment needs and their objectives in order to deliver appropriate investments and services receive both financial and personal support to pass your licensing exams receive in-depth financial and business development training earn commissions, bonuses, profit sharing and incentive travel apply a proven business model have a full-time branch office assistant who manages client service and marketing activities have the opportunity to earn partnership[...]

05/23/2012 19:00 » Monster » California 

Financial representative

Northwestern Mutual — Pittsburgh

[...] each client?s individual needs. financial representatives with the northwestern mutual financial network provide expert guidance and innovative solutions to help meet a client?s financial goals and objectives at every life stage. we offer exclusive access to insurance products from a top-rated company, the northwestern mutual, as well as an array of quality financial products and services available through the company?s subsidiaries and affiliates. duties and responsibilities:[...]

05/21/2012 23:00 » Monster » Pennsylvania 

Licensed financial advisor for fort campbell federal credit union

Fort Campbell Federal Credit Union — Hopkinsville

[...] for client information, and we clear through pershing . to learn more about cuso financial services, l.p. , go to www.cusonet.com . for immediate consideration please apply online at: http://cfs-spf-services.com/cfs_employment eoe. relevant word search: registered representative, advisor, adviser, certified financial planner, cfp, financial consultant, investment manager, investment services, mutual funds, investments, chartered financial consultant, chfc, sales[...]

05/21/2012 23:00 » Monster » Kentucky 

Licensed financial advisor needed in quad city area for dhcu community...

DHCU Community Credit Union — East moline

[...] for client information, and we clear through pershing. to learn more about cuso financial services, l.p. , visit www.cusonet.com . for immediate consideration please apply online at: http://cfs-spf-services.com/cfs_employment equal opportunity employer relevant word search: registered representative, advisor, adviser, certified financial planner, cfp, financial consultant, investment manager, investment services, mutual funds, investments, chartered financial con[...]

05/21/2012 23:00 » Monster » Illinois 

Licensed financial advisor for university of kentucky federal credit u...

University of Kentucky Federal Credit Union — Lexington

[...] for client information, and we clear through pershing. to learn more about cuso financial services, l.p., go to www.cusonet.com . eoe relevant word search: registered representative, advisor, adviser, certified financial planner, cfp, financial consultant, investment manager, investment services, mutual funds, investments, chartered financial consultant, chfc, sales, banking, broker, financial services, financial professional, financial advisor, insurance sales,[...]

05/21/2012 23:00 » Monster » Alabama 

Licensed financial advisor for meritrust credit union

Meritrust Credit Union — Wichita

[...] for client information, and we clear through pershing. to learn more about cuso financial services, l.p., go to www.cusonet.com . eoe relevant word search: registered representative, advisor, adviser, certified financial planner, cfp, financial consultant, investment manager, investment services, mutual funds, investments, chartered financial consultant, chfc, sales, banking, broker, financial services, financial professional, financial advisor, insurance sales,[...]

05/21/2012 23:00 » Monster » Kansas 

Licensed financial advisor for pentagon federal credit union

Pentagon Federal Credit Union — Washington

[...] for client information, and we clear through pershing. to learn more about cuso financial services, l.p., go to www.cusonet.com . eoe relevant word search: registered representative, advisor, adviser, certified financial planner, cfp, financial consultant, investment manager, investment services, mutual funds, investments, chartered financial consultant, chfc, sales, banking, broker, financial services, financial professional, financial advisor, insurance sales,[...]

05/18/2012 21:00 » Monster 

Compliance officer

Robert Half Financial Service Group — New york

[...] lasting client relationships giving us access to the best opportunities. our company was named to fortuneâ® magazine's "world's most admired companies" list, #1 in our industry. a midtown new york investment manager is seeking a compliance officer to join their team. responsibilities: - conduct compliance reviews under the annual compliance audit, including policies & procedures - erisa monitoring - aml reviews requirements: - ba or bs required -[...]

Job Type: Employee / Full-time

05/17/2012 23:00 » MilanoFinanza 

Product manager

Russell Investment Group — Seattle, wa

[...] u.s. adviser-sold business, and developing market strategies for that product line. by gaining strong support from colleagues throughout the organization, this role will embrace the entire product lifecycle. this role will actively influence business management decisions regarding product strategy, product design, product pricing and development. the responsibilities of the individual in this position include: evaluate relevant industry trends, the competitive environment[...]

Job Type: Employee

05/17/2012 04:00 » e-FinancialCareers 

Associate product manager

Russell Investment Group — Seattle, wa

[...] u.s. adviser-sold business, and developing market strategies for that product line. by gaining strong support from colleagues throughout the organization, this role will embrace the entire product life cycle. this role will actively provide input into product strategy formulation and product design. the responsibilities of the individual in this position include: evaluate relevant industry trends, the competitive environment, client needs, investment capabilities[...]

Job Type: Employee

05/17/2012 04:00 » e-FinancialCareers