Controls testing & assurance (ct&a) - compliance testing - assistant vice president
JacksonvilleDeutsche Bank
...products and services of Investment Banking/Capital Markets businesses (e.g., IPOs, Secondary Offerings, M&A) • Understanding of Compliance Risks related to the Investment Banking business (e.g., Handling Material Non-Public Information, Information Barriers, Business Conflicts) • Relevant experience [...]
Category Banking, Insurance, Finance & Accountancy / Sector