Compliance officer
Mounds ViewNovon Consulting
...but are not limited to: •Advertising review •Correspondence Review •RR/IAR Branch Audits •Assist in Policy & Procedures creation and review •Author procedures, Compliance Alerts, articles and assist in webinars and live presentations •Analyze data, identify and act on potential compliance risks, apply regulatory [...]
Job Type: Full-time
Category Banking, Insurance, Finance & Accountancy