Compliance officer
Mounds ViewNovon Consulting
...review •Author procedures, Compliance Alerts, articles and assist in webinars and live presentations •Analyze data, identify and act on potential compliance risks, apply regulatory requirements to Firm's structure •All other duties as assigned Compliance Officer Qualifications and Skills: •Series 7, 24, 63, 65 or 66 [...]
Job Type: Full-time
Category Banking, Insurance, Finance & Accountancy