Risk management specialist
JacksonvilleRandstad
...In notifications to internal clients/traders who are short on stock record. Associate will be responsible for learning and adhering to FINRA, SEC and other Regulatory Buy In rules. Associate will be required to multi task in a high volume, fast paced environment all while meeting regulatory deadlines.SkillsBusiness [...]
Category Banking, Insurance, Finance & Accountancy
28 days ago in Randstad