Financial advisor, registered investment advisor representative
Webster Grovesadecco
...educational events, and thought leadership efforts.Compliance & Fiduciary Standards Operate with strict adherence to fiduciary duty, firm policies, and regulatory guidelines. Maintain accurate documentation, meeting notes, and client records within CRM and custodial systems. Hold and maintain active Series 65 licensing (or [...]
Category Banking, Insurance, Finance & Accountancy
30+ days ago in Adecco